Legal category jobs in New York

Trading & Liquidity Compliance Officer - Vice President Description: One of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. They offer a range of solutions — from rigorous fundamental and quantitative active management approaches aime...
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Job Function: To assist the Chief Compliance Officer in executing the Compliance program of an investment advisor registered with the Securities and Exchange Commission (" SEC") and a Commodity Trading Advisor and Commodity Pool Operator registered with the Commodity Futures Trading Commission ("CFTC") and a member of the National Futures Association ("NFA"). Duties: Devising and conducting period...
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The General Counsel will work 3-4 days per week and should be a mid to senior-level attorney, who will work independently but collaboratively as part of a small and fast-paced organization. Reporting to the Chief Financial Officer, the General Counsel will handle a wide range of business related legal matters, including SEC reporting, compliance, corporate governance, customer and vendor transacti...
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This is a great mid-level career opportunity for a motivated individual looking for a Director Level position. This NYC Agency seeks an experienced manager to serve as the first Director of the newly established Regulatory Compliance Division. This position will offer the opportunity to take what is currently an idea, and effectuate that idea into developing a 16-person team; building the division...
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About us ContourGlobal® develops, acquires and operates electric-power and district-heating resources around the world, many in underserved, overlooked markets. We are able to move quickly on niche opportunities, with a broad expertise in the full range of traditional and alternative electricity-generation technologies. The company was founded in 2005 by current CEO Joseph Brandt, along with Reser...
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Job Summary & Mission: As a Compliance Officer in Anti-Bribery & Corruption Compliance, which is part of the Global AML Compliance Department, you will be actively involved in conducting internal reviews of business requests to service government entities located in the United States and requests for pre-clearance of personal political contributions to reasonably ensure compliance with applicable ...
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Systemax Inc. (NYSE: SYX) www.systemax.com is a Fortune 1000 company and leading retailer of brand name and private label products, including personal computers, notebook computers, consumer electronics, computer-related accessories, technology supplies and industrial products. Plan, organize and implement private label compliance activities required by federal regulatory law for new and updated p...
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