Legal category jobs in New York, New York

Job Function: To assist the Chief Compliance Officer in executing the Compliance program of an investment advisor registered with the Securities and Exchange Commission (" SEC") and a Commodity Trading Advisor and Commodity Pool Operator registered with the Commodity Futures Trading Commission ("CFTC") and a member of the National Futures Association ("NFA"). Duties: Devising and conducting period...
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The Merchant Banking/Real Estate division of this leading financial institution (MB/RE) is seeking a Temporary Jr. Compliance Officer to support and report to the MB/RE’s Chief Compliance Officer. The office is located in midtown Manhattan. MB&REI’s various SEC-registered investment advisers manage private equity and real estate investment funds which make investments globally across different str...
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We currently are seeking a highly motivated Senior to support client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Ernst & Young's Financial Services Office (FSO) is a uniquely industry-focused business unit that provides a broad range of integrated services to financial in...
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This is a great mid-level career opportunity for a motivated individual looking for a Director Level position. This NYC Agency seeks an experienced manager to serve as the first Director of the newly established Regulatory Compliance Division. This position will offer the opportunity to take what is currently an idea, and effectuate that idea into developing a 16-person team; building the division...
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TD is a great organization powered by great people who want to make a difference every day. Our over 85,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 19 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth. We’re ...
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Job Summary & Mission: As an AML Compliance On boarding Analyst you will be required to review and approve new client accounts for the UBS Private Bank, while ensuring compliance to the due diligence requirements required by global/local policies and procedures and to the applicable sections of the USA Patriot Act. In addition you will be responsible to communicate issues noted during the review t...
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This role of a Surveillance analyst involves becoming an integral member of the Money Laundering Prevention Group (MLPG). An analyst is tasked with performing reviews of client relationships for potential suspicious activity through the use of various monitoring tools on both a post transaction and real time basis. The review process involves using the Firm's various systems to evaluate the indivi...
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This role of a Surveillance analyst involves becoming an integral member of the Money Laundering Prevention Group (MLPG). An analyst is tasked with performing reviews of client relationships for potential suspicious activity through the use of various monitoring tools on both a post transaction and real time basis. The review process involves using the Firm's various systems to evaluate the indivi...
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Job Summary & Mission: As a Compliance Officer in Anti-Bribery & Corruption Compliance, which is part of the Global AML Compliance Department, you will be actively involved in conducting internal reviews of business requests to service government entities located in the United States and requests for pre-clearance of personal political contributions to reasonably ensure compliance with applicable ...
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About the Opportunity An asset management firm is currently seeking a Compliance professional to join their staff as an Associate focusing on Marketing Material. The qualified individual in this role will be responsible for reviewing and approving the firm’s marketing and promotional materials distributed to institutional and retail audiences and serving as a subject matter expert for sales and ma...
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Systemax Inc. (NYSE: SYX) www.systemax.com is a Fortune 1000 company and leading retailer of brand name and private label products, including personal computers, notebook computers, consumer electronics, computer-related accessories, technology supplies and industrial products. Plan, organize and implement private label compliance activities required by federal regulatory law for new and updated p...
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Senior Compliance Paralegal This position will be part of the Compliance Department and report to an Assistant General Counsel. You will manage and maintain the company’s ethical guidelines and internal regulatory compliance guidelines, organize training programs and track ethical complaints. You will be responsible for database management, process management and creating contract templates that c...
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Key Responsibilities The Access Group is actively looking for a Director, Government Policy Systems (GPS) who is experienced in working with marketing, government affairs and policy. Primary responsibilities for the position include: GPS Content Expert Develop content for social media regarding policy changes in the marketplace Work closely with Business Development team to address client queries ...
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Mortgage Banking Compliance Officer United Northern Mortgage Bankers, Ltd. has been a proven mortgage leader since 1979 and is seeking a Compliance Officer to join our growing company. Voted “2013 Best Mortgage Company on Long Island” by the Long Island Press, our full-service mortgage bank is looking for a due diligent, detail-oriented compliance officer with a minimum of 4 years’ experience in m...
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If you are looking for an uncommon opportunity - a chance to join an organization known for its scientific excellence in the research and development of pharmaceuticals - it's time to consider Regeneron. Regeneron is a fully integrated biopharmaceutical company that discovers, invents, develops, manufactures, and commercializes medicines for the treatment of serious medical conditions. Regeneron m...
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Great financial company in Greenwich, CT is seeking a paralegal with a minimum of 4 year of legal and compliance experience. Some of the responsibilities include: · Maintaining organizational charts for the company · Maintaining the database of officers and director for the company · Handling various corporate governance matters (ie: maintaining minute books, drafting resolutions, annual reports, ...
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ACE USA ACE USA, the U.S.-based retail operating division of the ACE Group, offers more than 170 sophisticated property, casualty, risk-management, and accident and health products and services through retail brokers. The ACE Group is one of the world's leading global commercial property and casualty insurance and reinsurance organizations, with more than 19,000 employees worldwide and offices in ...
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ACE Private Risk Services, the high net-worth underwriting company of the ACE Group, helps individuals and families enjoy the success they have achieved by protecting their assets with industry-leading insurance and risk management programs. The ACE Group is one of the world's leading global commercial property and casualty insurance and reinsurance organizations, with more than 19,000 employees w...
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Job Summary & Mission: UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that the firm operates as an effective and integrated whole with a common vision and set of values. FICC (Fixed Income, Currencies & Commodities) Compliance within the UBS IB Americas Compliance Department is responsible for executing the mission of the UBS ...
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Top consumer products company is looking to add a new member to its Contract Coordination team, due to promotion. Great group of colleagues with team member longevity. You'll be responsible for the details of contracts as the 'go to' contact for clients, the sales force, and other members of your team. Great job for someone who's experienced handling contracts and/or document management and has th...
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THERAKOS® is a global leader in advancing the science of extracorporeal photopheresis (ECP). For 25 years, THERAKOS® employees have pioneered new and industry leading technologies. As we look to drive the next phase of Therakos’ growth, we are seeking to expand our team with talented leaders and professionals in all functional areas. THERAKOS® offers a range of opportunities to work and grow in an...
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Johnson & Johnson companies are equal opportunity employers. ASSOCIATE DIRECTOR GFO CHC-00000CF9 Description Johnson & Johnson Consumer Products Company, a member of Johnson & Johnson&'s Family of Companies, is recruiting for a Associate Director, Regulatory Affairs, CHC Global Franchise Organization for its location in Skillman, NJ, Neuss, Germany, or Sao Paolo, Brazil. Johnson & Johnson Consumer...
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Highly progressive, global corporation seeks a legal professional to handle internal contracts and provide legal work for global operations with a concentration in China based business. In this role you will review and draft varied contracts (i.e. software license, confidentiality and service agreements) in English and Chinese. Primary responsibilities: - review agreements to ensure all terms and ...
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