Legal category and Financial Services industry jobs

Job Title: Compliance Lead Job ID: 17330 Location: Columbus,OH, US Full/Part Time: Regular/Temporary: Regular Line of Business:Alliance Data Responsibilities Job Summary: Serve as a resource for the business on compliance related issues, to meet the overall strategic objectives of the Retail Division, while complying with laws and regulations. Drive execution of Compliance Team initiatives aimed a...
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Santander Consumer USA Inc. (“SCUSA”) is a leading consumer finance company, whose core business is indirect, direct and third-party originations and servicing of auto loans. With its Drive®, Santander Auto Finance and RoadLoans.com® brands, SCUSA’s finance programs help consumers with less-than-perfect credit purchase vehicles. The company began originating loans in 1997, and is headquartered in ...
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POSITION SUMMARY The Senior Compliance Analyst is responsible for assisting in the development, implementation and maintenance of the firm’s asset management and corporate regulatory compliance programs, including, among other things, the development of compliance policies, procedures and processes, maintenance of the firm’s asset management Code of Ethics, assistance with marketing review, review...
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Job Description Overview The Operations Team Lead is responsible for the daily activities of the full time and part-time Class Action Services Non-Exempt Operations staff. Specifically, they will head up the Project Specialist, Clerk and Mail Room teams, and assist the Operations Leadership Team on special projects. The Operations Team Lead will manage staff, identify process improvements, and hel...
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Leibovic Law Group, LLP is looking for a highly motivated Attorney, with extensive Social Security Disability experience, for the Bay area. About our Company Leibovic Law Group, LLP is a sister company to Health Advocates. Health Advocates is a Healthcare Revenue Cycle company headquartered in Sherman Oaks, California. Our emphasis is in assisting hospitals to minimize their uncompensated care by ...
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Leibovic Law Group is seeking an Attorney, with experience in VA disability and pension denials, for our main office in Sherman Oaks, CA. About our Company Leibovic Law Group is a sister company with Health Advocates. Health Advocates is a Healthcare Revenue Cycle company headquartered in Sherman Oaks, California. Our emphasis is in assisting hospitals to minimize their uncompensated care by quali...
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Expertise includes but is not limited to the following: · Working knowledge of technology in support of Compliance activities in a financial services organization. · Understanding of compliance regulations such as but not limited to: the Patriot Act - OFAC – Office of Foreign Asset Control, AML – Anti-Money Laundering, and CIP – Customer Identification Program, - Complaint Tracking, Fair Lending ·...
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SS&C Technologies, Inc. is a leading provider of software solutions and services for the international investment community. Investment managers, broker/dealers, sponsors, and custodians around the world use SS&C’s mission-critical and decision support systems. SS&C brings together experts in investments, providing superior client service from its headquarters in Windsor, CT and subsidiaries in Ca...
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Job Title: Compliance Supervisor or Manager Job ID: 16799 Location: Columbus,OH, US Full/Part Time: Regular/Temporary: Regular Line of Business:Alliance Data Responsibilities Job Summary: Coordinate, plan and conduct regulatory compliance reviews to assess risk, evaluate internal business processes as they relate to compliance activities, and analyze operating procedures. Provide direction and sup...
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Job summary: a) Responsible for preparing/drafting legal documents: (1) 736 Foreclosure Petitions (2) Answers & Counter-Claims to other lienholder foreclosure pleadings (3) Miscellaneous Motions/ Hearing Notices to file with courts (4) Non-Judicial Foreclosure Pleadings (5) Cover Letters b) Monitoring Court Dockets to ensure: (1) Cases are not dismissed for lack of prosecution (2) Hearings are cor...
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Associate Counsel – Fiduciary and Corporate Services Basic Purpose: Provides legal services toGuideStone Financial Resources of the Southern Baptist Convention and its affiliates (collectively “GuideStone”) with a primary focus on GuideStone’s role as a fiduciary and/or service provider for retirement and other employee benefit plans and programs provided or made available by GuideStone Financial....
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Posting - TS AML Compliance Advisor J.P. Morgan's Treasury Services "TS" is a full-service provider of cash management, trade, liquidity, commercial card and escrow services to financial institutions, corporates, governments and municipalities in over 180 countries and territories. This role will focus on the analysis of the Anti-Money Laundering "AML" risks associated with the TS foreign correspo...
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The candidate will be responsible for managing a team that processes secured and unsecured loans in bankruptcy. The desired candidate will demonstrate a complete knowledge of the lifecycle of secured and unsecured bankrupt loans. Knowledge of the bankruptcy code, rules and processes is a must. The right candidate will manage performance by setting expectations and holding account specialists accou...
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Compliance Director $120-150K + 25-40% Bonus Billion dollar global electronic trading conglomerate seeks degree (FINRA Licenses: Series 7 & 24 a +) (MBA a +) with 5+ years compliance experience in US laws and regulations. Must have fixed income, credit products and transactional experience. Responsible for rules and regulations related to capital markets especially fixed income. Provide support ad...
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Risk Manager $120-130K + 20-30% Bonus Billion dollar global investment/trading conglomerate seeks risk specialist; CFA or MBA a + (Series 7 a MUST) with 5+ years credit or market risk or treasury risk. Must have familiarity with US Treasuries or other Fixed Income markets. Must also have knowledge of risk methodologies and metrics such as VAR and stress testing. Any due diligence experience on fin...
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Job Summary & Mission: This position is in the advisory group of Equities Compliance. The compliance officer will provide advice to traders, sales persons and technology personnel regarding regulatory requirements for trading-related systems. In particular, the compliance officer will provide compliance support for projects involving Equities IT implementation of compliance requirements and initia...
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Share our pride. Join our mission. As a Fortune 200 financial services company with more than $113.5 billion in owned and managed assets, USAA is on a mission - to facilitate the financial security of our members, the men and women of the U.S. military and their families worldwide. Headquartered on a showcase campus in San Antonio, TX, USAA attributes its long-standing success to its most valuable...
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POSITION SUMMARY The individual selected for this role will be responsible for ensuring the firm’s and individual Financial Advisor’s adherence to the laws and requirements of various regulatory bodies. Candidate will be a results-oriented individual with a keen eye for detail and superior evaluation and presentation skills. ESSENTIAL DUTIES AND RESPONSIBILITIES Conduct routine surveillance of ret...
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